On April 22, Intiqam Aliyev,
Azerbaijani human rights defender, was sentenced to seven and a half years for
tax evasion, abuse of authority, illegal entrepreneurship and appropriation. On
May 6, another well known-activist, Faraj Karimov, was given a six-year
sentence on drug-related charges. Critics have claimed the sentences were
politically motivated, particularly since they come at the time of a general
crackdown on opponents of the Azerbaijani government.
Human
rights groups, international institutions and governments have warned that such
a crackdown would bolster radicalism, or that the actions could result in
protests and instability. In her testimony to the House Foreign Affairs
Committee in February 2015, Audrey Altstadt,
professor of history at the University of Massachusetts, Amherst, noted,
“Critics oppose the regime, not the state. But the regime identifies itself
with the state and claims that a threat to its own power is a threat to
statehood. Under these conditions, endemic corruption, lack of democratic
governance, and repression of critical voices undermine the stability of
society and therefore put the country at risk.” She later states that the
clamp-down on civil society is a “risky and counter-productive strategy for the
regime itself.”
Altstadt makes a strong case, but
to understand why the Azerbaijani government made these decisions, we need to
look at Altstadt’s statement in two parts: 1) “critics oppose the regime, not
the state” and 2) the Azerbaijan government’s decisions to crackdown on civil
society are “risky and counter-productive.”
State and
Regime
Despite
Altstadt’s distinction between opposition to the regime and opposition to the
state, the situation might not be so clear-cut in Azerbaijan. The president and
the parliament are elected, but since the early ‘90s the elections have never
passed international standards for being free and fair. Freedom House’s Freedom in the World Index
currently lists the country as “Not Free,” receiving low scores on both
political rights and civil liberties.
At the
center of the system lies a combination of clan and patronage politics, which
results in a highly centralized and personalized
system and in effect closes the distance between the regime and the state.
This type of system makes it
difficult to distinguish where the government ends and the state begins.
Civil
Society as a Threat to the State
The Azerbaijan government has
woven a narrative similar to that of Russia that the United States is drawing
on democracy development programs to create a fifth column in the country. The
narrative has the underlying logic that given the state and government are
inseparable and opposition groups and parties are “radical” and “anti-Azerbaijani,” any
change of regime—democratic or otherwise—would undermine the state. Thus
liberal groups and organizations, particularly those receiving funding from the
U.S. for democracy development programs have been attacked for their role in
undermining the sovereignty of the state.
To fully grasp the narrative, we
need to look at its history, which is intimately connected to the threat
deriving from the color revolutions in Eurasia and the events of the Arab
Spring.
With the fall of the Soviet
Union, U.S. and European funding for democracy development programs began to be
provided to civil society organizations, founded on the theory that transition
to market economics required a concomitant transition to democratic governance.
From the beginning, many post-Soviet authoritarian governments had an uneasy
relationship with the programs, even going so far as creating GONGOs
(Government Organized Non-Governmental Organizations) in order to control the
sphere of civil society and maintain low levels of opposition. As many of the
fledgling governments became more established, they gave less room for civil
society and democracy development programs. Kyrgyzstan’s Askar Akayev is a good
example. The Kyrgyzstan government began its movement away from democracy in
1996, when the new constitution codified a strong president and weak
parliament. And by 1999 Kyrgyzstan was designated by Freedom House as “Not
Free.”
In 2002 and 2003, Azerbaijan was
still designated as “Partly Free.” However, in December 2003, the country’s
president Heydar Aliyev died. The election of his son, Ilham Aliyev, was
followed by violent protests, giving evidence of discontent and a potential
weakness in the regime. These events and the Rose and Orange revolutions (in
Georgia and Ukraine respectively) demonstrated the susceptibility of the
post-Soviet authoritarian regimes to instability, leading the Azerbaijan
government to tighten its grip on power. The 2006 Tulip revolution in
Kyrgyzstan hammered home this concern about unrest.
The situation was not helped when
Azerbaijan’s leadership witnessed the Arab Spring in the Middle East in 2011,
the 2012 post-election protests in Russia, the ouster of Viktor Yanukovych in
Ukraine (and the subsequent descent into conflict over Crimea and Donbas) and
the 2013 controversy over Ilham Aliyev’s election to a third term.
The crisis in Ukraine and the
increasingly aggressive activities of Russia (with the rationale of resistance
to the encroachment of the U.S. and Europe) resulted in the leadership of a
number of post-Soviet countries growing more concerned about being caught in
the middle of a geopolitical struggle that seemed to be occurring in the civil
society of post-Soviet space.
In the
lead up to the 2013 presidential elections, small protests began
to pop up in Ismayilli, Quba and Nardaran causing unease in the Azerbaijani
government.
By
2014, the head of the Azerbaijan
President’s Cabinet accused the U.S. government of
“forming a radical group of protesters.” Just recently, the Azerbaijan newspaper, a
publication of the Azerbaijani parliament, published a piece claiming that the
United States had created a fifth column in the country.
Crackdowns and Increased Risk
Is
Azerbaijan’s government putting itself at risk because of its decision to crack
down on groups critical of the regime?
In his
book Principles of International Politics,
Bruce Bueno de Mesquita points out that on average democratic leaders stay in
office for less than four years, while their authoritarian counterparts for
roughly nine, suggesting a general increased longevity of authoritarian rulers.
Jack Goldstone et al. have
pointed out that “…the risk of instability is lowest in full autocracies and
full democracies, other things being equal. By contrast, hybrid regimes—partial
autocracies and partial democracies—are substantially more vulnerable to crisis
than their more ‘coherent’ counterparts.”
In 2003, Azerbaijan’s Partly Free
designation set it squarely among the hybrid regimes, i.e. at higher risk. The
options, then, were to move either toward democracy or authoritarianism. Given
both Bueno de Mesquita’s point about longevity of leaders in the two systems
and the need for stability, the more rational choice in the short-term was to
tighten the government’s grasp.
Fragility
But
the decision for the short term does not consider the fact that other risks can
arise from strengthening the authoritarian elements of government. A highly
centralized and personalized authoritarianism can produce fragility in the
system in the longer-term. Nassim Nicholas Taleb, in his book Antifragile
notes that nonlinear systems—in which most of the volatility can be attributed
to one or a small number of events—are highly fragile.
Taleb
and Gregory F. Treverton later explained, “The first marker of
a fragile state is a concentrated decision-making system. On its face,
centralization seems to make governments more efficient and thus more stable.
But that stability is an illusion.”
Since
the centralized system is able to hold volatility in check for such a long
time, it does not have the benefit of self-correction that comes with handling
small shocks often—as would be done in a more open system. Without that
self-correction, the fragility in the system does not enable the state to
handle slightly larger shocks, and the harm from these shocks may be increased
exponentially—resulting in a non-linear system. Taleb and Treverton note that
Lebanon, because it has constant small incidences of unrest, is better prepared
to handle larger protests without sinking into chaos as Syria has.
Similarly,
Azerbaijan’s ability to stave off opposition through heavy-handed policies may
leave the country vulnerable to slightly larger unrest down the road.
The
government may be able to hold volatility in check for now, and may decrease
short-term uncertainty by removing opponents from the political field, but with
the decline in oil prices, the fall in the value of the manat and the potential
for shocks throughout the Azerbaijan economy (which has a low level of
diversification)—some coming from Russia’s economic woes—the Azerbaijani
government may need to keep Taleb’s and Altstadt’s thoughts in mind, even if
the best bet in the short-term seems to be strengthening authoritarian elements
of the government.
At the
same time, recommendations from international Institutions need to keep in mind
the interpretation, logic and the political calculus of the Azerbaijan
government. To claim the separation between regime and state is to assume the
depersonalization of the state, which is not necessarily the case. With the
present form of government in place, the logic of “attacks on the regime are
attacks on the state” hold. However, it is specifically this personalized
authoritarian state that creates the interconnection, and thus the subsequent
risk—not some external power or fifth column.
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